That probe came as regulators’ scrutiny on equity capital markets intensifed, particularly around how clients and brokers handle sensitive information. Another instance of possible front-running took...


That probe came as regulators’ scrutiny on equity capital markets intensifed, particularly around how clients and brokers handle sensitive information. Another instance of possible front-running took place in February 20, 2019, when a Barclays trader went to trial over criminal front-running claims.



May 24, 2022
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