Element Type of Assessment Word Limit % of Total Marks Submission Method Final Submission Date Course Work: Investment Portfolio 1 x 4,000 word Turnitin submission 4,000 Turnitin®UK Grademark (Links...

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Element Type of Assessment Word Limit % of Total Marks Submission Method Final Submission Date   Course Work: Investment Portfolio 1 x 4,000 word Turnitin submission  4,000   Turnitin®UK Grademark (Links to an external site.) Canvas Rationale for assessment design: Investment brokers and agents require high level investment, market and economic information to manage and run high net worth investment funds. In order to become successful investors, agents require understanding and appreciation of a number of trading and hedging strategies, including the timeliness of such those strategies. The assessment, by making use of real life investment and stock market data via the Bloomberg Terminal, will require students to make a number of strategic investment decisions. This outward facing, practical assessment will pit students' knowledge and understanding of a number of investment and hedging strategies, including decision making and problem solving using real life financial data. Links to module learning outcomes: This module, like all modules at Anglia Ruskin, is taught on the basis of achieving intended learning outcomes. On successful completion of the assessment, the student will be expected to be able to demonstrate the following: Knowledge and understanding       Intellectual, practical, affective and transferable skills LO 1.        Critically evaluate the principles, processes and practices underpinning financial markets and related activities LO 2.        Analyse the different methods of investment and practices available in different contexts and time frames, making recommendations where appropriate LO 3.        Critically assess the mechanisms for determining investment risk and foreign currency valuation, equity and bond markets     Assessment information: You have recently been hired as an investment manager at a local hedge fund. You have been assigned your first client who has a sum of £10,000  to be all invested immediately for a period of 10 years. The client expresses their desire to earn a minimum return of 14% per annum and to minimize their risk. Your client instructed you to invest the fund in international markets. You decided to create a portfolio of at least 15 Global Equities chosen from a minimum of three Global Stock Exchanges. a) Discuss your investment return and risk objectives and investment strategy b) Discuss how you constructed your investment portfolio and selected shares? You need to critically evaluate the methods you used. c) How did you manage the risks of your investment portfolio? d) What is the impact of exchange rate volatility and market risk on your chosen portfolio?   All forms of assessment must be submitted by the published deadline which is detailed above. It is your responsibility to know when work is due to be submitted – ignorance of the deadline date will not be accepted as a reason for late or non-submission.  Any late work will NOT be considered and a mark of zero will be awarded for the assessment task in question. You are requested to keep a copy of your work (excluding exams).   How your assessment is graded: Areas Marks Explanations and discussions of the investment risk and return objectives and Investment strategy 10 Critical evaluations and discussions of the theories and methods used in constructing investment portfolio and selecting shares. 40 Applications and explanations of theories and techniques used in managing risks of investment portfolio. 20 Discussions the impact of exchange rate volatility and market risk on the investment portfolio 20 Scholarly skills, including referencing, use of scholarly language, structure, presentation 10                 Total 100   Submission   Go to Submission and Feedback to see details of how to submit.   ANGLIA RUSKIN UNIVERSITY GENERIC ASSESSMENT CRITERIA LEVEL 7 Level 7 is characterised by an expectation of students’ expertise in their specialism. Students are semi-autonomous, demonstrating independence in the negotiation of assessment tasks (including the major project) and the ability to evaluate, challenge, modify and develop theory and practice. Students are expected to demonstrate an ability to isolate and focus on the significant features of problems and to offer synthetic and coherent solutions, with some students producing original or innovative work in their specialism that is worthy of publication or public performance or display. Mark Bands Outcome Generic Learning Outcomes (GLOs) (Academic Regulations, Section 2) Knowledge & Understanding Intellectual (thinking), Practical, Affective and Transferable Skills Characteristics of Student Achievement by Marking Band 90-100% Achieves module outcome(s) related to GLO at this level Exceptional analysis of key issues/concepts/ethics with very clear originality and autonomy.  Exceptional development of conceptual structures and argument making an exceptional use of scholarly conventions.  Demonstrates independence of thought and a very high level of intellectual rigour and consistency. Work pushes the boundaries of the discipline and may be considered for external publication Exceptional analysis of key issues/concepts/ethics.  Exceptional development of conceptual structures and argument, making consistent use of scholarly conventions. Exceptional research skills, independence of thought, an extremely high level of intellectual rigour and consistency, exceptional expressive/professional skills, and substantial creativity and originality. Exceptional academic/intellectual skills. Work pushes the boundaries of the discipline and may be considered for external publication 80-89% Outstanding analysis of key issues/concepts/ethics with clear originality and autonomy.  Outstanding development of conceptual structures and argument making an exemplary use of scholarly conventions.  Demonstrates independence of thought and a very high level of intellectual rigour and consistency Outstanding analysis of key issues/concepts/ethics.  Very high level development of conceptual structures and argument, making consistent use of scholarly conventions. Outstanding research skills, independence of thought, a high level of intellectual rigour and consistency, outstanding expressive/professional skills, and considerable creativity and originality. Exemplary academic/intellectual skills 70-79% Excellent analysis of key issues/concepts/ethics.  Excellent development of conceptual structures and argument making excellent use of scholarly conventions.  Demonstrates independence of thought and a high level of intellectual rigour and consistency Excellent analysis of key issues/concepts/ethics.  High level development of conceptual structures and argument, making consistent use of scholarly conventions. Excellent research skills, independence of thought, a high level of intellectual rigour and consistency, excellent expressive/ professional skills, and considerable creativity and originality. Excellent academic/intellectual skills, and considerable creativity and originality 60-69% Good analysis of key issues/concepts/ethics.  Development of conceptual structures and argument making consistent use of scholarly conventions Good analysis of key issues/concepts/ethics.  Development of conceptual structures and argument, making consistent use of scholarly conventions 50-59% Satisfactory knowledge of key issues/ concepts/ethics in discipline.  Descriptive in parts but some ability to synthesise scholarship and argument.  Minor lapses in use of scholarly conventions Satisfactory knowledge of key issues/ concepts/ethics in discipline.  Descriptive in parts but some ability to synthesise scholarship and argument.  Minor lapses in use of scholarly conventions 40-49% A marginal pass in module outcome(s) related to GLO at this level Basic knowledge of key issues/concepts/ethics in discipline.  Generally descriptive, with restricted synthesis of existing scholarship and little argument.  Use of scholarly conventions inconsistent Basic knowledge of key issues/concepts/ethics in discipline.  Generally descriptive, with restricted synthesis of existing scholarship and little argument.  Use of scholarly conventions inconsistent. 30-39% A marginal fail in module outcome(s) related to GLO at this level. Possible compensation. Satisfies qualifying mark Limited knowledge of key issues/concepts/ethics in discipline.  Largely descriptive, with restricted synthesis of existing scholarship and limited argument.  Limited use of scholarly conventions. Limited research skills impede use of learning resources and problem solving. Significant problems with structure/accuracy in expression. Team/Practical/ Professional skills not yet secure. Weak academic/ intellectual skills. Limited use of scholarly conventions 20-29% Fails to achieve module outcome(s) related to this GLO.  Qualifying mark not satisfied.  No compensation available Little evidence of knowledge of key issues/concepts/ethics in discipline.  Largely descriptive, with little synthesis of existing scholarship and little evidence of argument.  Little evidence of use of scholarly conventions. Little evidence of research skills, use of learning resources and problem solving. Major problems with structure/ accuracy in expression. Team/Practical/Professional skills virtually absent. Very weak academic/intellectual skills. Little evidence of use of scholarly conventions 10-19% Inadequate knowledge of key issues/concepts/ethics in discipline.  Wholly descriptive, with inadequate synthesis of existing scholarship and inadequate argument.  Inadequate use of scholarly conventions. Inadequate use of research skills, learning resources and problem solving. Major problems with structure/accuracy in expression. Team/Practical/Professional skills absent. Extremely weak academic/intellectual skills. Inadequate use of scholarly conventions 1-9% No evidence of knowledge of key issues/concepts/ethics in discipline.  Incoherent and completely but poorly descriptive, with no evidence of synthesis of existing scholarship and no argument whatsoever.  No evidence of use of scholarly conventions. No evidence of use of research skills, learning resources and problem solving. Incoherent structure/accuracy in expression. Team/Practical/Professional skills non-existent. No evidence of academic/intellectual skills. No evidence of use of scholarly conventions 0% Awarded for: (i) non-submission; (ii) dangerous practice and; (iii) in situations where the student fails to address the assignment brief (e.g.: answers the wrong question) and/or related learning outcomes
Answered 8 days AfterApr 14, 2021

Answer To: Element Type of Assessment Word Limit % of Total Marks Submission Method Final Submission Date...

Riddhi answered on Apr 22 2021
141 Votes
Introduction
Investment portfolio is the process of allocating assets across various investment options. The investment options include Stocks, Bonds, Gold, real estate etc. The most appropriate way of investing is to let the proper investment management company to manage the portfolio. Most of the individuals when they invest without any help of professionals the manner of investment is in haphazard manner without any clear goals or objectives. The goal of investing includes the tenure of investment like investment for retirement, investment for children education, invest for earning living expenses, buying car etc.
Evaluation of Principles, Processes and practices underpinning financial markets and related activities.
Principles underpinning financial markets include –
General Organiza
tion – Legal basis should be transparent working organization detailing material business activities in all the jurisdictions. There should be proper governance in the business operations and promote safety and efficiency. Company should have a strong risk management policy that manages credit, liquidity, operational and legal risk.
Credit and Liquidity risk management –
The organization should effectively manage the credit risk from the process of clearing and settlement. The company should possess sufficient financial resources to cover its exposure of credit, liquidity, and market risk. The company should properly manage its risk of liquidity and maintain enough resources for settlement of same day for intraday transactions.
Settlement –
The markets should provide a proper settlement at the end of the value date. In certain situations, final settlement for intraday should happen on the same day. The settlement of money should happen in central bank, if the money of central bank is used, the financial markets should control credit and minimize the risk of liquidity. The financial markets should specify its obligation about delivery of shares or commodities. They should also identify the risk associates with physical delivery.
Central securities depositories and exchange of value settlement systems – The central securities depositories should have proper procedures to ensure integrity of the issue of securities and minimize the risk regarding transfer of securities. The security should be properly maintained in a dematerialized form. The financial market should transactions to eliminate risk of an obligation over the settlement.
Default Management –
The financial market should keep proper rules and regulations which can take actions timely which can contain losses and take pressure of risk of liquidity and meet all the possible obligations. The CCP should have proper rules for segregation of positions for the customers of all the participants.
General business and Operational risk management –
The financial market should identify the risk of the business, monitor, and managed those risk and hold sufficient assets that are liquid in nature to cover up the possible losses to the business at the same time continue to provide services effectively. The financial market should minimize the risk and safeguard the assets including the assets provided as collateral by the clients. The financial markets should provide minimum credit and liquidity risk. The financial market should find out sources of operational risk which are internal and external and minimize the impact through proper control and procedures. The business continuity plan should aim at minimizing the impact of risk by ensuring extremely high degree of security and provide reliability and have capacity that is scalable.
Access –
The financial markets should have an objective that is based on the risk that gives access to fair trade practices. The markets should also identify the risk and manage it through participation of various participants. The financial market should create a link between one or more financial institutions and help in managing risk related to the link.
Efficiency –
An Institution of financial market should efficient and effective and should meet the requirements of the participants and the market to which it belongs. The market institution should work as per the procedures which assist in payment, clearing and settlement.
Transparency –
The financial market institution should have proper rules and enough information which provides accurate understanding related to the risk that occur during the participation. This rule should be properly and publicly disclosed. The financial market should provide data from time to time to the authorities which are also made available on the public domain.
Responsibilities of Central banks, market regulators and other relevant authorities of the financial market.
The responsibility of the financial market is there should be proper supervision, regulation, and control for all the institutions. The responsibility also includes regulation and supervision of power and available resources. The central bank and market regulator should regulate and supervise and oversee financial market institutions. The objective and policy of the financial market institutions should be properly disclosed. Central market should accept the generally accepted principles that disclose the policies of the financial market institutions. Central bank and market regulators should cooperate with each other in the domestic and international market for promoting safety and efficiency.
Processes and practices underpinning Financial markets and related activity.
The objective of maintaining a process for financial markets is to safeguard the interest of investors and maintain proper discipline within the various institutions and participants. The objective is to control risk and provide full disclosure to the investors. To ensure market discipline and stability in the financial markets, the first step is all the market participants shall disclose sufficient information and provide detailed judgment. Second step is to be able to process the data correctly. Third is to provide the right kind of incentives to the various participants and institutions. Fourth and last is to adapt right mechanisms which will assist in exercising discipline.
The process of financial market trading includes Trade capture, Trade enrichment and validation, Trade reporting, Confirmation/Affirmation, clearing instructions, forecasting of cash, and Forecasting of securities. Once a trade is captured it is reported in the financial market in the form of bidding and allotment of shares, the same is later captured by the broker and forwarded the data to the stock exchange of the country and later this is converted into dematerialized format which shall also be reflected in the Demat account of the shareholders. The process does not end there, it must be further shared with the stock exchange clearance and settlement department within two days of buying of shares. If these details are not shared by broker within the desired period, it will be the onus on the brokerage to either sell the said shares or make payment on behalf of customer to avoid penalty. If the broker does not sell the shares or makes payment of the bought shares the broker will be responsible to bear the penalty from the clearing and settlement agents.
The trade practices not acceptable in the financial markets includes unfair trade practices. The trade practices not acceptable in the financial markets includes unfair trade practices, not in the interest of investors, Policy that puts the entire financial markets at risk, Insider trading practices, Manipulation, illegitimate speculation, trade practices not desirable and illegal business operations. The practices of the business should be in the interest of investors the practices of the business should be in the interest of investors and to enable fair trade practices free from any form of manipulation or risk of insider trading and illegal operations of the business. The whole objective of financial...
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