Caleb Clark Ventures invests $2 million in convertible preferred stock in a company with an $8 million pre-money valuation. The term sheet shows the investment is non-participating with 1x liquidation...


Caleb Clark Ventures invests $2 million in convertible preferred stock in a company with an $8 million pre-money valuation. The term sheet shows the investment is non-participating with 1x liquidation preference.


 Answer the following:



A) What is the ownership percentage of the VC after the investment? 20%


B) At what exit value is the VC indifferent between either converting or not converting?


C) Assume the preferred stock is participating. At an exit value of $15,000,000, what is the payoff to the VC?


D) Assume the preferred stock is participating. At an exit value of $15,000,000, what is the payoff to the common stockholders (i.e. Founders & Management)?



E) If the VC owned non-participating convertible preferred stock with a 2x liquidation preference at what exit value is the VC indifferent between either converting or not converting?



Jun 04, 2022
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