13.4 ELECTIVES: 13.4.1 INVESTMENT AND PORTFOLIO MANAGEMENT [100] Read the following discussion by Ernst & Young ( April 2009) and answer the required questions. Africa has not escaped the impact of...

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13.4 ELECTIVES:



13.4.1 INVESTMENT AND PORTFOLIO MANAGEMENT



[100]


Read the following discussion by Ernst & Young
(April 2009) and answer the required questions.


Africa has not escaped the impact of the sub-prime crisis entirely. Although the crisis origins lie in the USA, it has spread rapidly across the globe, hurting European and then Asian companies along the way. Whilst few African financial service companies have had direct exposure to the crisis, the secondary impacts are all too clear. First, and most crucially, GDP growth is declining (South Africa’s GDP in fact contracted in the last quarter of 2008).


Secondly, the major currencies of southern, eastern and western major African countries (South Africa, Kenya and Nigeria) experienced rapid depreciation, as foreigners sought to repatriate funds to their home countries, and collapsing demand for the continent’s mining and manufacturing goods followed. The South African rand depreciated 40% against the US $ in 2008.


In addition, the effect of the global liquidity crunch was also felt across the continent through reduced credit availability. Many infrastructure projects were placed on hold, given the unavailability of finance, and the cost of raising that finance. Again, foreign banks became far more risk averse than they were in the recent past, and were not keenly providing funds for (perceived) riskier emerging market countries. Infrastructure projects which were viable with high and rising commodity prices were no longer attractive, and hence many have been shelved, either for lack of funding, or due to the reduced economic rationale.


For all the above reasons, the impact of the crisis was by no means over in 2009. South African financial services companies reported record low confidence levels in the first quarter of 2009, with expectations that profits and revenue will continue slowing through 2009.Whilst interest rate cuts may provide some relief, there is no strong evidence that corporates or individuals are taking up credit again. In South Africa, for example, credit growth between January 2008 and 2009 slowed from 28% to 13.2%. Bad debts continued to grow in the 1st quarter, and growing unemployment may yet prove to keep the trend of impaired debts to total advances growing for the foreseeable future.


Having said that, South African banks were by no means as bad as their peer global banks. Most major global banks have reported hefty losses since the middle of July 2008. South African banks, by contrast, were reporting lower profits than they were prior to the beginning of the sub-prime crisis, but profits remained positive.


1. With reference to the above discussion, discuss the effects of the US sub-prime mortgage crisis on the financial risk management practice of banks in the first world economies, and the impact of the crisis on the operations of South African financial institutions specifically. Your discussion should explain causes of the sub-prime crisis, describe various financial risks observed during the crisis and explain how these risks were affected to affect South African banks (1200 words maximum for this section). (25)


2. Gather the financial statements of one bank of your choice (from the big four banks in South Africa namely, ABSA group, FirstRand bank, Nedbank and Standard bank) and use ratios to analyse the liquidity, profitability, financial leverage and market value of your selected bank for the period of 2007 to 2011. (16)


3. Gather daily or monthly closing prices of your selected bank and the JSE All Share Index for the period of January 2007 to December 2011. Using technical analysis describe the movement of share prices for your selected bank against the JSE All Share Index, providing well-reasoned explanations for your findings. You may use a spreadsheet to assist in constructing tables, graphs and generating descriptive statistics. (14)


4. Based on your analysis of the historical performance (ratios and technical analyses) explain how the sub-prime crisis affected the South African banking system. (10)


5. Examine the fundamental factors of your selected bank. On the basis of this fundamental analysis and other methods of share valuation, determine if your selected bank is overvalued or undervalued. You should conduct a top-down analysis of global economic indicators, domestic economic indicators, industry factors and company’s specific factors. You should use this analysis to calculate the intrinsic value of your selected bank. Refer to the relevant chapters of Macroeconomic
and Industry Analysis and Equity Valuationof the prescribed text book by Bodie, Kane and Marcus (2010). (25)

Answered Same DayDec 24, 2021

Answer To: 13.4 ELECTIVES: 13.4.1 INVESTMENT AND PORTFOLIO MANAGEMENT [100] Read the following discussion by...

Robert answered on Dec 24 2021
129 Votes
Investment Portfolio Management
Part 1: Financial US subprime - crisis
The recent US financial crisis (2008) has spread fast to other countries in integrated global
financial markets, which had significant impacts on the operations of many multinational
corporations and the lives of numerous individuals around the world. The financial events of this
nature could have changed the financial market fundamentals and the relationships between
financial markets with different degrees of openness.
The recent subprime crisis, consumer overindebtness and household bankruptcy rates have
increased the need and requirements of the financial literacy across the globe. Financial literacy
is very important as it helps the organization. It is important for the individuals to have adequate
base and knowledge about the personal financial planning so that they are able to manage their
expens
es and income adequately so as to have the better focus on the future investment planning
as well as their retirement planning.
Subprime Crisis is the financial crisis which has occurred all around the world in 2007. It is the
crisis which has arouse in the mortgage market and the real estate market. This financial crisis
which occurred spilled the global credit market, it lead to the reduction of the capital liquidity
and increased the risk concerned with capital. This Subprime Meltdown is also knows as
“Subprime Collapse” or “Subprime Crisis”. In the year 2007, as there was a decrease in the rates
of the houses, so the banks started giving loans to the borrowers. This was the stage when it was
considered that real estate is at its boom and thus, people took extra loans to purchase houses.
With the bankruptcy of the Lehman brothers, AIG insurance firm also collapsed badly
The stock market was also at a boom and was liquid in nature. Many different portfolio were
made in this respect. This created attractive opportunities for investment. So, the market of loan
was growing at a fast pace.
The stock market slashed down, this crisis not only affected the US economy, but it also affected
the world, there was a high time fall in the share prices of the shares of the companies. NADAQ,
SENSEX, DOW JONES all the stock markets saw a fall.
With this the stock market was highly affected and the shares of the stocks fell down
tremendously.
The recent global financial crisis has brought into picture the effects as well as the limitations of
the financial innovation and reducing its effect on the core benefits of the economy. The main
reason behind the same is extensive use of different financial vehicles such as collateralized debt
obligations (CDOs), credit default swaps (CDSs), securitization, which led to the crisis. We can
say that the mortgage securitization was one of the financial innovations which were adopted by
the countries to reduce the financial information, but this instrument did not help in reducing the
informational problems pertaining to credit transactions, nor it worked as an appropriate risk
assessment tool.
The massive use of mortgage securitization was one of the strongest reasons which led to the
financial crisis of 2008. There were many loopholes and loose standards in the financial
securitization which led to the crisis. Securitization and CDSs were considered as the main
means to decide the expected risk and return evaluation of securities in the market which formed
the basis on which the rating agencies made the problems of asymmetric information which
worsened the effect of the financial crisis.
The global crisis ended in the loss of $4 trillion which was lost output and resulted in the loss of
28 million jobs along with the increased debt and deficits across the market. With the Euro zone
crisis, the leaders focused on adopting G-20 action strategy as well as changes in the structural
policies of IMF and monetary and trade policies which were also one of the biggest failures. The
negotiations for the new trade policies also failed along with the failure in the delivery of the
millennium development goals.
The major loopholes in the policies did exist in the form of there being no processes that were
stringent when it came to assessment of credibility while giving loan. The global financial crisis
is an event that led to a recession in the United States of America. This greatly impacted all of
the countries that were associated with America in the form of trade relations and foreign
investments.
The global financial crisis that occurred in America was mainly due to clashes between the credit
risk and market risk. In case of the real estate market in America not having appreciated, it
resulted in lack of liquidity for all of the loans and debts that were created on the basis of real
estate assets. This comprised a major portion of the loans lent in the United States of America.
Moreover these loans were further securitized and sold in the stock and securities market with
the underlying assets which happened to be real estate assets having lost the value and these
securities having become overvalued.
It is extremely important that appropriate financial policies are formulated and utilized in a
nation in order to keep the economy strong. The initial changes in Latin American countries
came in the form of freedom from the British rule and the beginning of the industrial revolution.
Slow and steady development of the industries with the advent of several machines helped these
countries grow and prosper.
Yet till the present times the focus on the social sector has remained less and there has been
higher focus on manufacturing, international trade as well as finance sectors. Focus on social
sectors and service sectors is also crucial which have been ignored for long.
The major outcome or lesson out of the great recession was that there needs to be focus on the
social and the services sector. It is not possible for America to grow without focusing on services
and being production centered or without having appropriate economic policies which are
focused on present global scenarios.
It was extremely essential that there be avoidance of mistakes like these in order to ensure that
America is strong and versatile in various dimensions and not just one single dimension which in
this case was production. In this way the learning out of this traumatizing recession for America
was to concentrate better on the social sector.
The world has become an extremely small place and the impact of an event in one place is
greatly affecting the complete planet. The subprime crisis was one such economic event. The
U.S mortgage market faced a fall down due to the failure and end of the process of securitization.
This impacted eh complete financial market and led to an economic failure of a number of firms
as well as businesses. People were no longer blessed with the economic boom and this should be
understood by financial mangers (Kregel, J. 2009).
Part 2: Ratio to analyze the liquidity, profitability, financial leverage and market value of
Standard Bank for the period 2007 to 2011
Ratio analysis is one of the most widely used tools of financial analysis. With the help of ratio
analysis the company is able to analyze different aspects of the liquidity, solvency, profitability
and capital gearing position. (Ross, S, 2010)
In this part we will have a strong focus on analyzing the financial position of Standard Bank of
Africa. This will be done with the help of ratio analysis.
Ratio analysis is one of the most widely used tools of financial analysis. This is one of the most
important tools for analyzing the financial statements of the company. It is the tool which helps
in analyzing different aspects of the organization. Thus, ratio analysis highlights the liquidity,
solvency, profitability and capital gearing position. (Ross, S, 2010)
Liquidity Analysis:
Liquidity ratios are used to measure firm’s short term obligations. It helps in comparing short
term obligations with short term resources available to meet these obligations. Liquidity ratios
show the relationship of a firm’s cash and other current assets to its current liabilities. (Ross, S,
2010)
Current Ratio:
The first ratio which was computed was the current ratio which would indicate the liquidity
position of the company. A company which is financially sound and have liquidity at comforting
levels would be rated highly by the investors. The current ratio is calculated by Current
assets/Current liabilities of the company.
Current Ratio (2011) = Current Assets / Current Liabilities
= (20865+24626+3737+79809+611165+104489+62099) / (688062)
= 906790/688062
= 1.318
Current Ratio (2010) = Current Assets / Current Liabilities
= (18181+13825+2035+79388+536188+111370+63013) / (608089)
= 824000/608089
= 1.355
Current Ratio (2009) = Current Assets / Current Liabilities
=...
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